| TITLE | TYPE | DATE |
|
| Webcast - Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act | Webcast | Aug 26, 2010 |
| U.S. SEC Adopts Final Rules on Proxy Access | Client Alert | Aug 25, 2010 |
| FASB Extends by 30 Days the Period for Comment on Proposed Changes to U.S. Accounting Standards Governing Loss Contingencies | Client Alert | Aug 19, 2010 |
| Delaware Court of Chancery Issues Important Poison Pill Opinion | Client Alert | Aug 17, 2010 |
| SEC Chairman Schapiro Announces Process for Commenting in Advance on Dodd-Frank Rulemaking | Client Alert | Jul 28, 2010 |
| Webcast Briefing: Executive Compensation and Corporate Governance Provisions in the Dodd-Frank Bill | Webcast | Jul 26, 2010 |
| U.S. Regulatory Reform Heads to the Implementation Phase | Client Alert | Jul 23, 2010 |
| Securities and Exchange Commission Issues Concept Release Seeking Public Comment on U.S. Proxy System | Client Alert | Jul 22, 2010 |
| Executive Compensation, Corporate Governance and Other Securities Disclosure Provisions in the Dodd-Frank U.S. Financial Regulatory Reform Act | Client Alert | Jul 21, 2010 |
| Financial Accounting Standards Board Issues Proposed Amendments to U.S. Accounting Standards Governing Loss Contingencies | Client Alert | Jul 21, 2010 |
| The Dodd-Frank Act Reinforces and Expands SEC Enforcement Powers | Client Alert | Jul 21, 2010 |
| Restructuring in SEC Division of Corporation Finance | Client Alert | Jul 16, 2010 |
| The Regulation of Advisers to Private Funds: Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act | Client Alert | Jul 16, 2010 |
| Derivatives Regulation under the Dodd-Frank Wall Street Reform and Consumer Protection Act | Client Alert | Jul 16, 2010 |
| 2010 Mid Year Securities Enforcement Update | Client Alert | Jul 12, 2010 |
| The Final "Volcker Rule" under the Dodd-Frank U.S. Financial Regulatory Reform Bill | Client Alert | Jul 12, 2010 |
| The Dodd-Frank Wall Street Reform and Consumer Protection Act (H.R. 4173) from the Broker-Dealer's Perspective | Client Alert | Jul 12, 2010 |
| Triplets?. . . 'No, I'd Rather Have Twins' -- The UK's Blueprint for Financial Regulation | Client Alert | Jul 8, 2010 |
| Executive Compensation and Corporate Governance Provisions in the Dodd-Frank U.S. Financial Regulatory Reform Bill | Client Alert | Jun 30, 2010 |
| Restrictions on Removal of Public Company Accounting Oversight Board Members Violate U.S. Constitution's Separation of Powers Principle; Narrow Holding Excises For-Cause Removal Provision | Client Alert | Jun 28, 2010 |
| Amendments to the EU Prospectus Directive: Summary of Key Changes | Client Alert | Jun 23, 2010 |
| Delaware Chancery Court Addresses Standard for Evaluating Controlling Stockholder Tender Offers | Client Alert | Jun 4, 2010 |
| Preparing for the Conference: A Comprehensive Review of the Senate Financial Reform Bill | Client Alert | May 27, 2010 |
| Corporate Governance and Executive Compensation Provisions in Senate Financial Regulatory Reform Bill | Client Alert | May 24, 2010 |
| German Securities Regulator Prohibits Uncovered Short-Selling Transactions and Uncovered CDS in Government Bonds of Euro Zone Effective as of Today | Client Alert | May 19, 2010 |
| European Parliament and Council Back New Alternative Investment Fund Rules | Client Alert | May 19, 2010 |
| Restoring American Financial Stability Act of 2010 - A Comprehensive Review of the U.S. Senate Banking Reform Bill | Client Alert | Apr 23, 2010 |
| U.S. Sentencing Commission Amends Requirements for an Effective Compliance and Ethics Program | Client Alert | Apr 13, 2010 |
| A Summary of the Financial Reporting and Disclosure Implications of the Health Care Reform Legislation | Client Alert | Apr 9, 2010 |
| The Four 'Ds': Deterrence, Discipline, Disgorgement ... and Dawn Raids -- Latest on the UK Financial Services Authority's Enforcement Regime | Client Alert | Apr 1, 2010 |
| Supreme Court Clarifies Standards for Judicial Review of Mutual Fund Fees | Client Alert | Mar 30, 2010 |
| Financial Regulatory Reform: Chairman Dodd Releases New Legislation to Reform Financial Services Industry Regulation and Enhance Consumer Protection | Client Alert | Mar 17, 2010 |
| Webcast: The New SEC Individual Cooperation Initiative | Webcast | Mar 11, 2010 |
| Delaware Court of Chancery Validates Use of a Net Operating Loss Poison Pill | Client Alert | Mar 3, 2010 |
| SEC Amends E-Proxy Rules | Client Alert | Mar 1, 2010 |
| Formula Pricing: "Day 20" Pricing Has Finally Arrived for Debt Tender Offers! | Article | Mar 1, 2010 |
| SEC Votes 3-2 to Adopt Alternative Uptick Rule | Client Alert | Feb 24, 2010 |
| Webcast Briefing: Preparing for Shareholder Activism in the 2010 Proxy Season | Webcast | Feb 10, 2010 |
| SEC Issues Interpretive Guidance on Climate Change Disclosures | Client Alert | Feb 4, 2010 |
| Poison Pills Revisited | Client Alert | Jan 28, 2010 |
| 6th Annual Webcast Briefing on Challenges in Compliance and Corporate Governance | Webcast | Jan 20, 2010 |
| Webcast Briefing: Implementing the SEC's New Proxy Disclosure Rules: Impact on Your 2010 Proxy Disclosures | Webcast | Jan 14, 2010 |
| SEC's Initiative to Foster Cooperation -- Perspective and Analysis | Client Alert | Jan 14, 2010 |
| Annual Review of SEC Enforcement 2009: A Year of Changes, with More to Come | Client Alert | Jan 12, 2010 |
| SEC Proposes to Amend Securities Act Rule 163 - Proposed Change May Facilitate "Wall-Crossed" Offerings by WKSIs | Client Alert | Jan 4, 2010 |
| SEC Re-opens Comment Period for Proxy Access Proposal | Client Alert | Dec 22, 2009 |
| SEC Adopts Final Rules on Enhanced Proxy Statement Disclosures about Risk, Compensation and Other Corporate Governance Matters | Client Alert | Dec 16, 2009 |
| House Moving Quickly on Tax Extenders Bill That Would Tax Carried Interests as Ordinary Income and Crack Down on Foreign Tax Evasion | Client Alert | Dec 8, 2009 |
| RiskMetrics Group Releases Policy Updates for 2010 Proxy Season | Client Alert | Dec 7, 2009 |
| SEC's Division of Corporation Finance Issues Guidance Facilitating Use of Lock-Up Agreements in Connection with Registered Exchange Offers | Client Alert | Nov 30, 2009 |
| Every second counts - Secondary listings on European and US exchanges | Client Alert | Nov 17, 2009 |
| The Big Seven Say 'Yes' - UK Banks Back New Code for Financial Reporting Disclosure | Client Alert | Nov 11, 2009 |
| Private Fund Investment Advisers Registration Act Approved by House Committee | Client Alert | Nov 4, 2009 |
| Just Jargon? The New UK Listing Regime -- "Premium" and "Standard" Listings | Client Alert | Nov 4, 2009 |
| "You win some, you lose some" -- Recent Appeals and Decisions Involving the UK Financial Services Authority | Client Alert | Oct 30, 2009 |
| SEC's Division of Corporation Finance Issues New Shareholder Proposal Guidance | Client Alert | Oct 27, 2009 |
| Financial Regulatory Reform: Consumer Financial Protection Agency Moves Forward | Client Alert | Oct 22, 2009 |
| The SEC's Powers to Enforce the Production of Documents and Information, in the UK at Least, Hit a Stumbling Block | Client Alert | Oct 19, 2009 |
| Considerations for Public Company Directors in the Current Environment | Client Alert | Oct 15, 2009 |
| Financial Regulatory Reform: Derivatives Legislation Moves Forward in House | Client Alert | Oct 15, 2009 |
| Companies Act 2006 Update -- Changes to English Company Law Coming into Force on 1 October 2009 | Client Alert | Sep 30, 2009 |
| Financial Crisis Inquiry Commission to Begin Investigations Next Month | Client Alert | Sep 17, 2009 |
| The Aspen Institute Statement: "Overcoming Short-termism" | Client Alert | Sep 9, 2009 |
| Convertible Debt Exchange Offers: Considerations for Distressed Issuers | Article | Sep 1, 2009 |
| Enforcement Action on Section 13(d) Disclosure Requirements For Institutional Investors Clarifies Exception for 'Ordinary Course of Business' | Article | Aug 31, 2009 |
| Using SOX 'Clawback' Against Uncharged Execs? | Article | Aug 13, 2009 |
| SEC Issues Proposed Rule on "Pay to Play" Arrangements Involving Investment Advisers | Client Alert | Aug 7, 2009 |
| SEC's Enforcement Director Robert Khuzami Emphasizes Changes and Accomplishments in First 100 Days | Client Alert | Aug 6, 2009 |
| Short Selling Update: The SEC Abandons Rule 10a-3T. Plan B to Follow? | Client Alert | Jul 30, 2009 |
| SEC Proposed Rulemaking on "Pay to Play" Arrangements Involving Investment Advisers | Client Alert | Jul 28, 2009 |
| SEC's First Use of SOX "Clawback" Against Uncharged Executive | Client Alert | Jul 27, 2009 |
| SEC Enforcement Action on Section 13(d) Disclosure Requirements for Institutional Investors Clarifies the Exception for "Ordinary Course of Business" | Client Alert | Jul 27, 2009 |
| UK Walker Review: Tougher Than the Rest | Client Alert | Jul 23, 2009 |
| The Private Fund Investment Advisers Registration Act of 2009 | Client Alert | Jul 16, 2009 |
| Financial Crisis Inquiry Commission: Commissioners Appointed; Commission Likely to Begin Investigations in September | Client Alert | Jul 15, 2009 |
| Financial Regulatory Reform: Anticipating the Compliance Challenges for Broker-Dealers | Client Alert | Jul 15, 2009 |
| The UK's Financial Services Authority Proposes a Minimum £100,000 Penalty for Individuals Who Commit Market Abuse | Client Alert | Jul 10, 2009 |
| SEC Releases Proposed Proxy Access Rules -- Companies Encouraged to Comment | Client Alert | Jul 10, 2009 |
| The SEC in Transition: A Mid-Year Review of SEC Enforcement in 2009 | Client Alert | Jul 9, 2009 |
| SEC Proposes Rules on "Say On Pay" for TARP Recipients, Proposes Enhanced Corporate Governance Disclosures and Proxy Solicitation Rule Changes, and Approves Final Rule on Broker Discretionary Voting | Client Alert | Jul 2, 2009 |
| Prudential Supervision of EU Financial Institutions Moves to the Centre | Client Alert | Jun 22, 2009 |
| Webcast Briefing: Financial Crisis Inquiry Commission | Webcast | Jun 19, 2009 |
| Survey of Financial System Regulatory Reform Proposals and Legislation | Article | Jun 18, 2009 |
| Financial Markets in Crisis: Administration Releases "White Paper" on Reforming the Financial Regulatory System | Client Alert | Jun 17, 2009 |
| Are You Complying? The New UK Disclosure Regime for Major Holdings in Contracts for Difference and Other Derivative Instruments | Client Alert | Jun 5, 2009 |
| SEC Obtains Jury Verdict Against Former Head of Kmart | Client Alert | Jun 4, 2009 |
| The Perils of an SEC Investigation | Client Alert | May 28, 2009 |
| SEC Proposes Proxy Access Rules | Client Alert | May 20, 2009 |
| SEC Proposes Additional Custody Requirements for Investment Advisers | Client Alert | May 15, 2009 |
| A 9/11-Style Independent Commission for Financial Regulatory Reform Looms on the Horizon | Client Alert | May 13, 2009 |
| SEC Director of Enforcement Robert Khuzami Outlines Plans To Revitalize Enforcement | Client Alert | May 11, 2009 |
| NYSE Amends Immediate Release Policy on Disclosure of Material Information | Client Alert | May 6, 2009 |
| Financial Markets in Crisis: TARP Special Inspector General Focusing Oversight on Executive Compensation, Use of TARP Funds, and TALF and PPIP Programs | Client Alert | May 4, 2009 |
| The European Commission Heads Off the "Trojan Horse" – Proposed New Regulation of Investment Funds | Client Alert | May 1, 2009 |
| SEC Staff Issues Updated Interpretive Guidance on Rule 10B5-1 Plans | Client Alert | Apr 24, 2009 |
| The UK Financial Services Authority Demonstrates "Credible Deterrence Philosophy" with Prosecutions | Client Alert | Apr 9, 2009 |
| SEC Votes to Publish Proposed Short Sale Price Tests and Circuit Breakers | Client Alert | Apr 8, 2009 |
| FASB Votes to Issue New Guidance on Key Financial Reporting Topics: Fair Value Accounting; Accounting for Contingencies in Business Combinations; and Other-Than-Temporary Impairments for Debt Securities | Client Alert | Apr 3, 2009 |
| SEC Grants No-Action Relief to Activist Shareholders Seeking to "Round Out" Short Slates With Each Other’s Nominees | Client Alert | Apr 2, 2009 |
| Financial Markets in Crisis: The Administration Unveils Regulatory Reform Framework as Well as Systemic Risk Plan and Draft Resolution Bill | Client Alert | Apr 2, 2009 |