| TITLE | TYPE | DATE |
|
| SEC Issues Interpretive Guidance on Climate Change Disclosures | Client Alert | Feb 4, 2010 |
| Poison Pills Revisited | Client Alert | Jan 28, 2010 |
| 6th Annual Webcast Briefing on Challenges in Compliance and Corporate Governance | Webcast | Jan 20, 2010 |
| Webcast Briefing: Implementing the SEC's New Proxy Disclosure Rules: Impact on Your 2010 Proxy Disclosures | Webcast | Jan 14, 2010 |
| SEC's Initiative to Foster Cooperation -- Perspective and Analysis | Client Alert | Jan 14, 2010 |
| Annual Review of SEC Enforcement 2009: A Year of Changes, with More to Come | Client Alert | Jan 12, 2010 |
| SEC Proposes to Amend Securities Act Rule 163 - Proposed Change May Facilitate "Wall-Crossed" Offerings by WKSIs | Client Alert | Jan 4, 2010 |
| SEC Re-opens Comment Period for Proxy Access Proposal | Client Alert | Dec 22, 2009 |
| SEC Adopts Final Rules on Enhanced Proxy Statement Disclosures about Risk, Compensation and Other Corporate Governance Matters | Client Alert | Dec 16, 2009 |
| House Moving Quickly on Tax Extenders Bill That Would Tax Carried Interests as Ordinary Income and Crack Down on Foreign Tax Evasion | Client Alert | Dec 8, 2009 |
| RiskMetrics Group Releases Policy Updates for 2010 Proxy Season | Client Alert | Dec 7, 2009 |
| SEC's Division of Corporation Finance Issues Guidance Facilitating Use of Lock-Up Agreements in Connection with Registered Exchange Offers | Client Alert | Nov 30, 2009 |
| Every second counts - Secondary listings on European and US exchanges | Client Alert | Nov 17, 2009 |
| The Big Seven Say 'Yes' - UK Banks Back New Code for Financial Reporting Disclosure | Client Alert | Nov 11, 2009 |
| Private Fund Investment Advisers Registration Act Approved by House Committee | Client Alert | Nov 4, 2009 |
| Just Jargon? The New UK Listing Regime -- "Premium" and "Standard" Listings | Client Alert | Nov 4, 2009 |
| "You win some, you lose some" -- Recent Appeals and Decisions Involving the UK Financial Services Authority | Client Alert | Oct 30, 2009 |
| SEC's Division of Corporation Finance Issues New Shareholder Proposal Guidance | Client Alert | Oct 27, 2009 |
| Financial Regulatory Reform: Consumer Financial Protection Agency Moves Forward | Client Alert | Oct 22, 2009 |
| The SEC's Powers to Enforce the Production of Documents and Information, in the UK at Least, Hit a Stumbling Block | Client Alert | Oct 19, 2009 |
| Considerations for Public Company Directors in the Current Environment | Client Alert | Oct 15, 2009 |
| Financial Regulatory Reform: Derivatives Legislation Moves Forward in House | Client Alert | Oct 15, 2009 |
| Companies Act 2006 Update -- Changes to English Company Law Coming into Force on 1 October 2009 | Client Alert | Sep 30, 2009 |
| Financial Crisis Inquiry Commission to Begin Investigations Next Month | Client Alert | Sep 17, 2009 |
| The Aspen Institute Statement: "Overcoming Short-termism" | Client Alert | Sep 9, 2009 |
| Convertible Debt Exchange Offers: Considerations for Distressed Issuers | Article | Sep 1, 2009 |
| Enforcement Action on Section 13(d) Disclosure Requirements For Institutional Investors Clarifies Exception for 'Ordinary Course of Business' | Article | Aug 31, 2009 |
| Using SOX 'Clawback' Against Uncharged Execs? | Article | Aug 13, 2009 |
| SEC Issues Proposed Rule on "Pay to Play" Arrangements Involving Investment Advisers | Client Alert | Aug 7, 2009 |
| SEC's Enforcement Director Robert Khuzami Emphasizes Changes and Accomplishments in First 100 Days | Client Alert | Aug 6, 2009 |
| Short Selling Update: The SEC Abandons Rule 10a-3T. Plan B to Follow? | Client Alert | Jul 30, 2009 |
| SEC Proposed Rulemaking on "Pay to Play" Arrangements Involving Investment Advisers | Client Alert | Jul 28, 2009 |
| SEC Enforcement Action on Section 13(d) Disclosure Requirements for Institutional Investors Clarifies the Exception for "Ordinary Course of Business" | Client Alert | Jul 27, 2009 |
| SEC's First Use of SOX "Clawback" Against Uncharged Executive | Client Alert | Jul 27, 2009 |
| UK Walker Review: Tougher Than the Rest | Client Alert | Jul 23, 2009 |
| The Private Fund Investment Advisers Registration Act of 2009 | Client Alert | Jul 16, 2009 |
| Financial Crisis Inquiry Commission: Commissioners Appointed; Commission Likely to Begin Investigations in September | Client Alert | Jul 15, 2009 |
| Financial Regulatory Reform: Anticipating the Compliance Challenges for Broker-Dealers | Client Alert | Jul 15, 2009 |
| The UK's Financial Services Authority Proposes a Minimum £100,000 Penalty for Individuals Who Commit Market Abuse | Client Alert | Jul 10, 2009 |
| SEC Releases Proposed Proxy Access Rules -- Companies Encouraged to Comment | Client Alert | Jul 10, 2009 |
| The SEC in Transition: A Mid-Year Review of SEC Enforcement in 2009 | Client Alert | Jul 9, 2009 |
| SEC Proposes Rules on "Say On Pay" for TARP Recipients, Proposes Enhanced Corporate Governance Disclosures and Proxy Solicitation Rule Changes, and Approves Final Rule on Broker Discretionary Voting | Client Alert | Jul 2, 2009 |
| Prudential Supervision of EU Financial Institutions Moves to the Centre | Client Alert | Jun 22, 2009 |
| Webcast Briefing: Financial Crisis Inquiry Commission | Webcast | Jun 19, 2009 |
| Survey of Financial System Regulatory Reform Proposals and Legislation | Article | Jun 18, 2009 |
| Financial Markets in Crisis: Administration Releases "White Paper" on Reforming the Financial Regulatory System | Client Alert | Jun 17, 2009 |
| Are You Complying? The New UK Disclosure Regime for Major Holdings in Contracts for Difference and Other Derivative Instruments | Client Alert | Jun 5, 2009 |
| SEC Obtains Jury Verdict Against Former Head of Kmart | Client Alert | Jun 4, 2009 |
| The Perils of an SEC Investigation | Client Alert | May 28, 2009 |
| SEC Proposes Proxy Access Rules | Client Alert | May 20, 2009 |
| SEC Proposes Additional Custody Requirements for Investment Advisers | Client Alert | May 15, 2009 |
| A 9/11-Style Independent Commission for Financial Regulatory Reform Looms on the Horizon | Client Alert | May 13, 2009 |
| SEC Director of Enforcement Robert Khuzami Outlines Plans To Revitalize Enforcement | Client Alert | May 11, 2009 |
| NYSE Amends Immediate Release Policy on Disclosure of Material Information | Client Alert | May 6, 2009 |
| Financial Markets in Crisis: TARP Special Inspector General Focusing Oversight on Executive Compensation, Use of TARP Funds, and TALF and PPIP Programs | Client Alert | May 4, 2009 |
| The European Commission Heads Off the "Trojan Horse" – Proposed New Regulation of Investment Funds | Client Alert | May 1, 2009 |
| SEC Staff Issues Updated Interpretive Guidance on Rule 10B5-1 Plans | Client Alert | Apr 24, 2009 |
| The UK Financial Services Authority Demonstrates "Credible Deterrence Philosophy" with Prosecutions | Client Alert | Apr 9, 2009 |
| SEC Votes to Publish Proposed Short Sale Price Tests and Circuit Breakers | Client Alert | Apr 8, 2009 |
| FASB Votes to Issue New Guidance on Key Financial Reporting Topics: Fair Value Accounting; Accounting for Contingencies in Business Combinations; and Other-Than-Temporary Impairments for Debt Securities | Client Alert | Apr 3, 2009 |
| SEC Grants No-Action Relief to Activist Shareholders Seeking to "Round Out" Short Slates With Each Other’s Nominees | Client Alert | Apr 2, 2009 |
| Financial Markets in Crisis: The Administration Unveils Regulatory Reform Framework as Well as Systemic Risk Plan and Draft Resolution Bill | Client Alert | Apr 2, 2009 |
| NYSE Corrects Guidance on Calculating Stockholder Approval Requirement in Convertible Debt Exchange Offers | Client Alert | Mar 26, 2009 |
| Details of Public-Private Investment Fund Released; Executive Compensation Restrictions Will Not Apply to Private Participants | Client Alert | Mar 23, 2009 |
| Mandatory Electronic Filing and Other Changes to Form D | Client Alert | Mar 17, 2009 |
| SEC Publishes for Comment Proposed Amendment to NYSE Rule to Eliminate Broker Discretionary Voting in Uncontested Director Elections | Client Alert | Mar 13, 2009 |
| Hedge Funds in the Crosshairs: The Year in Review | Article | Mar 11, 2009 |
| Seventh Circuit Issues an Important Opinion Regarding the Statute of Limitations for SEC Civil Fines | Client Alert | Mar 5, 2009 |
| Financial Markets in Crisis: TALF Launched; Executive Compensation Restrictions Will Not Apply | Client Alert | Mar 4, 2009 |
| Financial Markets in Crisis: The Capital Assistance Program Unveiled | Client Alert | Feb 25, 2009 |
| Financial Markets in Crisis: Stimulus Act Provides More than $100 Billion to Fund Infrastructure | Client Alert | Feb 25, 2009 |
| Back to the Future: Chairman Schapiro Ends Pilot Program for Corporate Penalties, Eliminates Commission Pre-authorization, Allows Staff to Negotiate | Article | Feb 23, 2009 |
| Financial Markets in Crisis: Stimulus Act Enhances Executive Compensation Standards; TALF Expanded | Client Alert | Feb 17, 2009 |
| Stimulus Bill Tax Provisions | Client Alert | Feb 17, 2009 |
| Financial Markets in Crisis: TARP II – Treasury's New Financial Stability Plan | Client Alert | Feb 10, 2009 |
| SEC Chairman Schapiro Announces Changes to Enforcement Process | Client Alert | Feb 6, 2009 |
| Financial Markets in Crisis: Executive Compensation Limits Tightened; Lobbyists’ TARP Access Restricted | Client Alert | Feb 4, 2009 |
| 5th Annual Webcast Briefing on Challenges in Compliance and Corporate Governance | Webcast | Feb 3, 2009 |
| Senators Grassley and Levin Introduce Hedge Fund Transparency Act | Client Alert | Jan 30, 2009 |
| Short Selling Update: Developments from Global Regulators | Client Alert | Jan 19, 2009 |
| Financial Markets in Crisis: Summary Table of Federal Rescue Programs | Client Alert | Jan 15, 2009 |
| Financial Markets in Crisis: Congressman Frank's TARP Reform Bill | Client Alert | Jan 13, 2009 |
| SEC Reports to Congress on Mark-to-Market Accounting Study | Client Alert | Jan 9, 2009 |
| Financial Markets in Crisis: Details of Federal Reserve MBS Purchase Program | Client Alert | Jan 5, 2009 |
| Financial Markets in Crisis: TARP Covers Automakers; More TALF Details Announced | Client Alert | Dec 24, 2008 |
| New Bank Secrecy Act/Anti-Money Laundering Examination Manual for Money Services Businesses | Client Alert | Dec 23, 2008 |
| Financial Services Regulatory Reform: Credit Default Swaps and the OTC Derivatives Market: Proposed Legislation & President's Working Group Initiatives, including SEC Issuance of Temporary Exemptions for Central Counterparties | Client Alert | Dec 23, 2008 |
| E-Proxy Rules to Take Effect for All Public Companies on January 1, 2009 | Client Alert | Dec 19, 2008 |
| Webcast Briefing: Congressional Investigations: A View from the Inside | Webcast | Dec 18, 2008 |
| Financial Markets in Crisis: Oversight of Federal Rescue Efforts Ramps Up | Client Alert | Dec 16, 2008 |
| OFAC Issues Guidance to the Securities and Futures Industry | Client Alert | Dec 9, 2008 |
| FINRA Issues New Guidance on Credit for Extraordinary Cooperation in Investigations | Client Alert | Dec 5, 2008 |
| Director and Officer Indemnification and Insurance in Turbulent Times | Client Alert | Dec 3, 2008 |
| RiskMetrics Group ISS Governance Services (ISS) Releases Policy Updates for 2009 Proxy Season and Related Developments | Client Alert | Dec 1, 2008 |
| Financial Markets in Crisis: Housing and Credit Markets Get TARP Boost | Client Alert | Nov 25, 2008 |
| Financial Markets in Crisis: Final TLGP Rule | Client Alert | Nov 21, 2008 |
| Financial Markets in Crisis: The Waxman Hearings; TARP Update | Client Alert | Nov 19, 2008 |
| Court Rules Against Shareholder Proposal Seeking New Proxy Access Regime in Electronic Arts Case | Client Alert | Nov 14, 2008 |
| Financial Markets in Crisis: TARP Roadmap Revised | Client Alert | Nov 13, 2008 |
| Division of Corporation Finance Addresses the Shareholder Proposal Process | Client Alert | Nov 10, 2008 |