News & Insights
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Explore our comprehensive collection of news and in-depth insights spanning practice areas, industries, and regions.
Client Alert February 4, 2026
Securities Enforcement 2025 Year-End Update
The SEC’s 2025 enforcement agenda reflected sweeping changes in leadership, priorities, and personnel, yielding dismissals, process reforms, and a new …
Client Alert January 20, 2026
New York Attorney General Brings Unusual Insider Trading Action Relating to CEO’s Stock Sales Pursuant to Rule 10b5-1 Plan
This case could potentially be a harbinger of expanded efforts by the NYAG and other state attorneys general to pursue insider trading and other securities fraud cases as the current Administration’s enforcement priorities change.
Webcasts November 18, 2025
Webcast: Financial Reporting Issues and Securities Enforcement
As the first year of the second Trump administration draws to a close, public companies and accounting firms face uncertainty …
Webcasts November 4, 2025
Webcast: The New SEC: New Director and Enforcement
This year has ushered in significant changes at the U.S. Securities and Exchange Commission and in SEC enforcement. The shifts …
Client Alert September 29, 2025
SEC Resets Stated Waiver Policy: Commission to Simultaneously Consider Enforcement Settlements and Collateral Waivers
The policy change will enable entities considering settlement of a Commission enforcement action to make a decision fully informed of the collateral regulatory consequences of a settlement.
Client Alert September 22, 2025
SEC’s Newest Task Force Takes Cross-Border Aim
The SEC’s new Cross-Border Task Force and recent enforcement history signal sustained, and likely escalating, cross-border scrutiny, particularly for China and Hong Kong based issuers, Chinese auditing firms, and firms that work on China-related deals.
Client Alert September 9, 2025
State Securities Regulators Announce New Initiative to Increase Enforcement Investigations of Broker-Dealers
Gibson Dunn will monitor closely the new NASAA Broker-Dealer Inspections & Compliance (BDIC) initiative as it undertakes its “ambitious agenda” beginning with several new multi-state investigations.
Client Alert August 11, 2025
The SEC and Security-Based Swap Substituted Compliance: Preparing for Potential Scrutiny
Substituted compliance offers a pathway for cross-border firms to navigate regulatory demands more efficiently – but regulatory oversight remains.