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Client Alert February 7, 2025

Corporate Resolutions 2024 Year-End Update

In 2024, the U.S. Department of Justice (“DOJ”) continued its multi-year trend of resolving fewer cases using corporate non-prosecution agreements (“NPAs”) and deferred prosecution agreements (“DPAs”)

Client Alert January 30, 2025

Securities Enforcement 2024 Year-End Update

Expect sweeping changes ahead. But when looking back, an aggressive enforcement agenda continued as the SEC reported record high financial remedies, although—like all numbers that high—the SEC’s enforcement measures in 2024 require context and came alongside a drop in new actions.

Article January 6, 2025

Predicting What’s Next For SEC By Looking At Past Dissents

Osman Nawaz, Timothy Zimmerman and Michael Ulmer are the authors of "Predicting What's Next For SEC By Looking At Past Dissents" [PDF] published by Law360 on January 6, 2025. 

Client Alert December 20, 2024

Considerations for Preparing Your 2024 Form 10-K and 2025 Proxy Statement

An annual update of observations on new developments and highlights of considerations for calendar-year filers preparing their Annual Reports on …

Client Alert August 22, 2024

Securities Enforcement 2024 Mid-Year Update

Our lawyers provide their mid-year securities enforcement update.

Client Alert March 7, 2024

Corporate Resolutions 2023 Year-End Update

Our Corporate Resolutions Update reports key statistics regarding U.S. Department of Justice non-prosecution agreements, deferred prosecution agreements (DPA), and corporate enforcement policy disgorgement since 2000; reports key statistics on guilty pleas between 2022 and 2023; assesses recent developments regarding enforcement policy and DPA regimes abroad; and summarizes the 31 agreements from July to December 2023.

Client Alert February 6, 2024

2023 Year-End Securities Enforcement Update

Our lawyers provide their 2023 year-end securities enforcement update.

Client Alert September 8, 2023

Corporate Resolutions Update – 2023

Our Corporate Resolutions Update reports key statistics regarding U.S. Department of Justice non-prosecution agreements and deferred prosecution agreements since 2000; reports key statistics on guilty pleas from 2023; analyzes developments in 2023; discusses recent policy statements regarding corporate enforcement; and summarizes the 33 agreements in 2023.