Kevin Bettsteller Explores SEC’s Shift Toward Scrutinizing Investment Advisers in Electronic Communications Enforcement
In the Media | March 21, 2024
Private Equity Law Report
Kevin Bettsteller discusses the SEC’s expanding scrutiny of investment advisers’ recordkeeping obligations, particularly regarding electronic communications under the Investment Advisers Act of 1940 with Private Equity Law Report.
Read the full article in Private Equity Law Report (subscription required).