Gibson, Dunn & Crutcher’s Global Financial Regulatory Group provides comprehensive regulatory advice on all aspects of compliance, enforcement and transactions.
Our clients are the world’s leading financial institutions, including banks, financial holding companies, insurance companies, broker-dealers, investment advisers, asset managers, private fund managers, payment service providers and e-money businesses, as well as businesses spanning the fintech ecosystem, including cryptocurrency firms. We also represent end-users that are impacted by financial regulations.
Our regulatory lawyers are based in the world’s leading financial centers, including New York, London and Hong Kong. Many of our team have significant in-house experience within financial institutions or have worked in senior positions within the world’s most prominent regulatory and policy agencies, including the United States Securities Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC), the United Kingdom Financial Conduct Authority (FCA), and the Hong Kong Securities and Futures Commission (SFC). Our team have advised on matters involving all of these regulators, as well as the Federal Reserve Board, Office of the Comptroller of the Currency, Federal Deposit Insurance Corporation, Consumer Financial Protection Bureau, New York Department of Financial Services, the Prudential Regulation Authority (PRA), the Hong Kong Monetary Authority (HKMA), the Monetary Authority of Singapore (MAS) and many other global regulatory bodies, including:
We are trusted advisers to our clients, providing strategic advice in relation to regulatory change and the implementation of new requirements across the jurisdictions in which we operate. We regularly represent our clients before regulators on a formal and informal basis on a range of matters. We also work closely with regulators and leading industry associations and have led industry responses to high profile proposed reforms in a range of jurisdictions.
Our services include advising on:
Our market leading practice regularly defends clients on their most significant regulatory investigations and enforcement matters on high profile issues such as market misconduct, governance failings, anti-money laundering and counter-terrorist financing compliance, cybersecurity breaches, and systems and controls failures. We also regularly conduct internal reviews and investigations in relation to these matters, including in some instances at the request of regulators or in parallel with their inquiries.
Given the breadth of our practice, we regularly collaborate with our colleagues in a range of practice groups, including Securities Enforcement, Anti-Corruption & FCPA, Crisis Management, Environmental, Social & Governance (ESG), Privacy, Cybersecurity and Data Innovation, Investment Funds, Derivatives, Capital Markets, Anti-Money Laundering, Public Policy, Securities Litigation and White Collar Defense and Investigations.
Recent representations include:
-November 10, 2023
-November 6, 2023
-October 24, 2023
-October 17, 2023
-September 26, 2023
-September 18, 2023
-September 18, 2023
-September 6, 2023
-August 24, 2023
-August 22, 2023
-August 11, 2023
-August 8, 2023
-August 3, 2023
-July 28, 2023
-July 25, 2023
-July 11, 2023
-July 6, 2023
-June 27, 2023
-June 8, 2023
-June 7, 2023
-May 16, 2023
-April 4, 2023
-March 31, 2023
-March 24, 2023
-March 14, 2023
-March 14, 2023
-March 2, 2023
-February 7, 2023
-February 2, 2023
-January 13, 2023
-December 20, 2022
-December 15, 2022
-December 8, 2022
-November 22, 2022
-November 2, 2022
-November 1, 2022
-October 27, 2022
-October 18, 2022
-August 31, 2022
-June 30, 2022
-June 14, 2022
-May 20, 2022
-May 5, 2022
-April 11, 2022
-March 10, 2022
-February 8, 2022
-January 25, 2022
-January 19, 2022
-January 18, 2022
-January 13, 2022
-December 2, 2021
-November 30, 2021
-November 18, 2021
-November 15, 2021
-October 25, 2021
-August 5, 2021
-June 14, 2021
-June 7, 2021
-May 28, 2021
-April 27, 2021
-April 21, 2021
-March 9, 2021
-February 26, 2021
-February 17, 2021
-February 16, 2021
-January 27, 2021
-January 21, 2021
-January 14, 2021
-January 14, 2021
-January 8, 2021
-December 2, 2020
-December 1, 2020
-November 30, 2020
-November 13, 2020
-November 10, 2020
-November 3, 2020
-October 30, 2020
-October 28, 2020
-October 23, 2020
-September 22, 2020
-July 23, 2020
-June 12, 2020
-May 28, 2020
-May 18, 2020
-May 11, 2020
-May 11, 2020
-April 23, 2020
-April 22, 2020
-April 21, 2020
-April 14, 2020
-April 14, 2020
-April 6, 2020
-April 6, 2020
-April 1, 2020
-April 1, 2020
-March 27, 2020
-February 24, 2020
-February 6, 2020
-January 9, 2020
-December 10, 2019
-October 28, 2019